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Ironstone Properties, Inc - Growth investors may invest in a publicly traded company (IRNS) that deploys capital to emerging private and nascent publicly traded companies advised by W.R. Hambrecht, often from each company's earliest days. Current holdings include shares of Tango Live, Aristotle's PredictIt and Buoy Health. 

Growth

Ironstone Properties, Inc. (IRNS) is an "Expert Class" Security

Securities eligible for the Expert Market must meet the following requirements - 

  • Issuer must have $2 mm in market capitalization. ✔️

  • Issuer must have at least 300 shareholders of record. ✔️

  • Issuer must have filed all required SEC reports for past 12 months. ✔️

  • Issuer must have minimum price bid of $.01 per share. ✔️

 

The Securities Exchange Commission (SEC) adopted the Expert Market rules on March 8, 2021.  The rules became effective on May 10, 2021.  The rules allow broker-dealers to publish quotations for OTC securities that do not meet the full requirements of the SEC's Regulation NMS.  Ironstone Properties (IRNS) chooses not to pay the costs for audited financials given the nature of investments in Ironstone and the difficulty of establishing fair market values of the holdings, thus discouraging the company's choice to list under NMS standards. 

The amended rule requires broker dealers to have access to current and publicly available information about an issue before they can publish quotation for the issuer's securities.  Different broker dealers may choose different ways to implement the rules but generally securities traded in the "Expert Market" are only available for "unsolicited" quotes.  This means broker-dealers can only publish quotes for these securities if they are representing limit orders from retail and institutional investors who are NOT affiliates or insiders of the issues. The SEC has stated that the Expert Market is a temporary measure.  The agency is still considering whether to make the Expert Market a permanent fixture of the OTC market.  

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